Securities and Exchange Commission Cases

Find and share  a case example no more than 5 years old in SEC cases. The case CANNOT include Briargate Trading LLP and co-founder Eric Oscher

    Briefly explain  insider trading  and why it is illegal (e.g., effect on business, society);
    What is the specific statute and/or regulation violated by this conduct?
    Identify the SEC case you have selected and provide a link to the case;
    Describe the violation illustrated by the case, e.g. Who are the parties? What did the violator(s) do that constituted spoofing or insider trading? Who was harmed by the violation?
    What is the ethical framework you observe was followed by the violator(s) in committing the illegal conduct? (Explain.)
    Explain how the case was resolved, e.g., What happened to the violator(s)? What were the penalties levied against the violator(s), if any?
    Do you believe the result is a just resolution of the violation? Why or why not